Thomas Daniels
Kugadzirisa kuferefetwa kwakati wandei neFinancial Indasitiri Regulatory Authority (FINRA) yekusateedzera, kusanganisira anti-money laundering (AML) infractions uye zvikanganiso mukutarisira uye kuburitsa pachena maitiro, Robinhood akabvuma kubhadhara $29.75 miriyoni.
Regulatory Zvikanganiso uye Settlement Disintegration
Musi waKurume 7, FINRA yakazivisa kugadzirisa uku, kunosanganisira madhora 3.75 miriyoni mukudzorera kune vakakanganisa vatengi uye chirango chehurumende chemadhora mamirioni makumi maviri nematanhatu. Mutongi akaona kuti Robinhood yakatyora maitiro e AML, kutarisa kwekutengeserana, uye kusimbiswa kweakaundi nekuti yakaregeredza kugadzirisa zviratidzo zvekukanganisa.
Nekuda kwekutadza kutariswa kweRobinhood kwehurongwa hwayo hwekujekesa, kunonoka kwekugadzirisa kwakaitika panguva dzekutengesa kwepamusoro pakati paKurume 2020 naNdira 2021. Munguva iyi, GameStop (GME) neAMC Entertainment Holdings (AMC) yaive pasi pezvirambidzo pameme stock yavo.
Pamusoro pazvo, FINRA yakaona kuti Robinhood Financial neRobinhood Securities yakatadza kuziva, kutarisa mukati, kana kuburitsa zvinhu zvinofungirwa, zvakaita sechitsotsi chekuendesa mari, kutengeserana kwehutsotsi, uye kutorwa kweakaundi nevekunze.
Mitemo ye AML yakatyorwa zvakare pazvakaonekwa kuti Robinhood yakavhura zviuru zveakaundi pasina kunyatso simbisa kuzivikanwa kwevatengi vayo. Pamusoro pezvo, bhizinesi rakabvumidza zvehunyengeri zvekusimudzira kubva kune vanobhadhara vanopesvedzera pasocial media nekutadza kutarisa uye kuchengetedza kutaurirana kwesocial media.
Pamberi Regulatory Settlements uye Restitution
Iyo $3.75 miriyoni yekudzoserwa inokonzerwa neRobinhood Financial maitiro e "collaring," inova maitiro ekushandura maodha emusika kuita maodha emiganhu, uye kusakwanisa kwayo kupa vatengi ruzivo rwakakwana.
Robinhood akabvumirana nemhedziso dzemutongi asi haana kubvuma kana kuramba zvaipomerwa neFINRA. Kugadziriswa uku kunouya mushure mekunge masangano eRobinhood akabvumirana kubhadhara madhora mamirioni makumi mana neshanu kuUS Securities and Exchange Commission (SEC) muna Ndira 45 yekubvuma kutyora mitemo inodarika gumi, kusanganisira kusachengeta tsamba dzemagetsi kusvika parizvino.
Yakanaka Q4 Mhedzisiro Pasinei Zvipingamupinyi Zvinodzora
Iine 916 miriyoni mambure mari uye inodarika bhiriyoni imwe yemadhora mumari, Robinhood yakashuma nhoroondo Q1 4 zvemari mhedzisiro zvisinei nekuongororwa kwemutemo. Sezvineiwo, cryptocurrency zvokutengeserana mavhoriyamu akawedzera 2024% kusvika $450 bhiriyoni, nepo mihoro akawedzera 71% kusvika $200 mamiriyoni.
Mhedzisiro dzemari dzakasimba dzinoratidza kushingirira kwaRobinhood mumusika wekutengesa online painotaurirana zvipingamupinyi izvi.
